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[1] At 30 June 2020. Assets under supervision includes approximately $124.74 billion  (AUM) includes assets which fall within the U.S. Securities and Exchange Commission's definition of 'regulatory AUM' in Form ADV, Part 1A. The remaining $ 18.57 billion consists of other non-discretionary advisory or related services.

[2] New York Life Investments is a service mark used by New York Life Investment Management Holdings LLC and its subsidiary New York Life Investment Management LLC. New York Life Investment Management LLC is a wholly-owned indirect subsidiary of New York Life Insurance Company.                                                                                                            

[3] Source: New York Life Investments ranked 35th among the world’s largest money managers within Pensions & Investments, June 2020. Rankings are based on total worldwide institutional assets under management for the year-end 2019. New York Life Investments assets include assets of affiliated investment advisors.